Plan Snapshot
- Plan Sponsor: Chicago Clinical Laboratories, Ltd
- Sponsor EIN: 363485686
- Sponsor Address: 306 ERA DRIVE, NORTHBROOK, IL, 60062
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 138
- Total Assets: $10.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 138 | $10.3M | $0 | $0 |
| 2024 | 139 | $9.8M | $45,324 | $356,772 |
| 2023 | 133 | $9.2M | $44,214 | $351,850 |
| 2022 | 151 | $8.7M | $44,322 | $359,589 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $38,499 | — | $38,499 |
| OSAIC WEALTH INC | Investment Advisor | — | $19,711 | $19,711 |
| EMPOWER ADVISORY GROUP, LLC | Investment Advisor | $7,148 | — | $7,148 |
| CASSELL PLAN AUDITS INC | Auditor | $6,750 | — | $6,750 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $72,108
- Estimated Expense Ratio: 0.698% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $909,283 | $9,051 | — | $6,750 | — |
| 2024 | $43,504 | $8,106 | — | — | — |
| 2023 | $41,794 | $7,867 | — | — | — |
| 2022 | $47,504 | — | $47,504 | — | — |