Plan Snapshot
- Plan Sponsor: Chartwell Midwest Wisconsin LLC, Dba Uw Health Care Direct
- Sponsor EIN: 391796267
- Sponsor Address: 1345 DEMING WAY, SUITE 100, MIDDLETON, WI, 53562
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 382
- Total Assets: $32.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 382 | $32.2M | $0 | $0 |
| 2024 | 265 | $26.8M | $802,518 | $1.8M |
| 2023 | 273 | $22.8M | $756,697 | $1.7M |
| 2022 | 272 | $17.6M | $765,653 | $1.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $48,424 | — | $48,424 |
| EMPOWER ADVISORY GROUP, LLC | Investment Advisor | $11,069 | — | $11,069 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $59,493
- Estimated Expense Ratio: 0.185% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $2,371,532 | $11,069 | — | — | — |
| 2024 | $52,429 | $9,679 | — | — | — |
| 2023 | $39,809 | $7,326 | — | — | — |
| 2022 | $33,350 | — | $33,350 | — | — |