Plan Snapshot
- Plan Sponsor: Certified Collectibles Group, LLC
- Sponsor EIN: 223716431
- Sponsor Address: 5501 COMMUNICATIONS PARKWAY, SARASOTA, FL, 342408474
- Plan Type: 401(k)
- Total Participants: 680
- Total Assets: $28.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 680 | $28.9M | $1.1M | $1.9M |
| 2023 | 578 | $22.1M | $894,868 | $1.7M |
| 2022 | 707 | $20.9M | $691,410 | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | INVESTMENT ADVISOR | $40,390 | — | $40,390 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $6,112 | — | $6,112 |
| NISIVOCCIA LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- NISIVOCCIA LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $46,502
- Estimated Expense Ratio: 0.161% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $46,502 | $46,502 | — | — | — |
| 2023 | $114,374 | $38,185 | $1,905 | — | — |
| 2022 | $73,103 | $73,103 | — | — | — |