Plan Snapshot
- Plan Sponsor: Causeway Capital Management LLC
- Sponsor EIN: 814807939
- Sponsor Address: 11111 SANTA MONICA BLVD, LOS ANGELES, CA, 90025
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $198.0M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $198.0M | $0 | $0 |
| 2023 | 0 | $208.6M | $0 | $0 |
| 2022 | 0 | $164.7M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAUSEWAY CAPITAL MANAGEMENT LLC | Other Service Provider | $1,032,961 | — | $1,032,961 |
| SEI TRUST COMPANY | Other Service Provider | $170,560 | — | $170,560 |
| NORTHERN TRUST | Custodian / Trustee | $113,364 | — | $113,364 |
| PRICEWATERHOUSECOOPERS LLP | Auditor | $61,311 | — | $61,311 |
| MERRILL LYNCH | Investment Advisor | — | $22,364 | $22,364 |
| UBS AG | Other Service Provider | — | $14,452 | $14,452 |
| CITIGROUP GLOBAL MARKETS INC. | Other Service Provider | — | $14,287 | $14,287 |
| MORGAN STANLEY AND CO | Investment Advisor | — | $10,814 | $10,814 |
| INSTINET | Other Service Provider | — | $9,531 | $9,531 |
| JEFFERIES & CO.INC. | Other Service Provider | — | $9,340 | $9,340 |
| BARCLAYS CAPITAL | Other Service Provider | — | $8,121 | $8,121 |
| JP MORGAN SECURITIES | Other Service Provider | — | $7,805 | $7,805 |
| SANFORD BERNSTEIN CO LLC | Other Service Provider | — | $6,973 | $6,973 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PRICEWATERHOUSECOOPERS LLP — Auditor
- MERRILL LYNCH — Investment Advisor
- MORGAN STANLEY AND CO — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $1,481,883
- Estimated Expense Ratio: 0.748% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $1,408,843 | $1,032,961 | $170,560 | $37,000 | — |
| 2023 | $1,286,517 | $930,821 | $153,996 | $43,416 | — |
| 2022 | $1,227,646 | $886,241 | $157,198 | — | $50,250 |