Plan Snapshot
- Plan Sponsor: Causeway Capital Management LLC
- Sponsor EIN: 814761644
- Sponsor Address: 11111 SANTA MONICA BLVD, LOS ANGELES, CA, 90025
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $424.2M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $424.2M | $0 | $0 |
| 2023 | 0 | $447.4M | $0 | $0 |
| 2022 | 0 | $354.0M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAUSEWAY CAPITAL MANAGEMENT LLC | Other Service Provider | $2,118,323 | — | $2,118,323 |
| SEI TRUST COMPANY | Other Service Provider | $333,750 | — | $333,750 |
| NORTHERN TRUST | Custodian / Trustee | $155,925 | — | $155,925 |
| PRICEWATERHOUSECOOPERS LLP | Auditor | $64,013 | — | $64,013 |
| MERRILL LYNCH | Investment Advisor | — | $51,386 | $51,386 |
| CITIGROUP GLOBAL MARKETS INC. | Other Service Provider | — | $32,573 | $32,573 |
| INSTINET | Other Service Provider | — | $28,563 | $28,563 |
| UBS AG | Other Service Provider | — | $27,128 | $27,128 |
| MORGAN STANLEY AND CO | Investment Advisor | — | $18,343 | $18,343 |
| JEFFERIES & CO.INC. | Other Service Provider | — | $16,563 | $16,563 |
| JP MORGAN SECURITIES | Other Service Provider | — | $14,583 | $14,583 |
| BARCLAYS CAPITAL | Other Service Provider | — | $14,306 | $14,306 |
| SANFORD BERNSTEIN CO LLC | Other Service Provider | — | $12,853 | $12,853 |
| DAIWA CAPITAL MARKETS AMERICA | Other Service Provider | — | $8,204 | $8,204 |
| GOLDMAN SACHS & CO. LLC | Investment Advisor | — | $8,198 | $8,198 |
| HSBC SECURITIES (USA) INC. | Other Service Provider | — | $8,130 | $8,130 |
| BNP PARIBAS | Other Service Provider | — | $7,640 | $7,640 |
| MACQUARIE CAPITAL(USA) INC. | Other Service Provider | — | $5,170 | $5,170 |
| KEPLER CHEUVREUX | Other Service Provider | — | $5,163 | $5,163 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PRICEWATERHOUSECOOPERS LLP — Auditor
- MERRILL LYNCH — Investment Advisor
- MORGAN STANLEY AND CO — Investment Advisor
- GOLDMAN SACHS & CO. LLC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $2,930,814
- Estimated Expense Ratio: 0.691% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $2,710,644 | $2,118,323 | $333,750 | $64,013 | — |
| 2023 | $2,687,851 | $2,094,023 | $337,012 | $43,416 | — |
| 2022 | $2,087,055 | $1,267,037 | $222,672 | — | $53,492 |