Plan Snapshot
- Plan Sponsor: Causeway Capital Management LLC
- Sponsor EIN: 260317998
- Sponsor Address: 2323 GRAND BLVD. 5TH FLOOR, KANSAS CITY, MO, 64108
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $223.6M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $223.6M | $0 | $0 |
| 2023 | 0 | $204.6M | $0 | $0 |
| 2022 | 0 | $201.3M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRICEWATERHOUSE COOPERS LLP | Auditor | $32,400 | — | $32,400 |
| CITIGROUP GLOBAL MARKETS INC. | Other Service Provider | — | $18,634 | $18,634 |
| INSTINET | Other Service Provider | — | $16,549 | $16,549 |
| BANK OF AMERICA | Other Service Provider | — | $13,147 | $13,147 |
| UBS AG | Other Service Provider | — | $10,679 | $10,679 |
| J.P. MORGAN SECURITIES PLC | Other Service Provider | — | $10,022 | $10,022 |
| MORGAN STANLEY & CO., INC. | Other Service Provider | — | $7,374 | $7,374 |
| JEFFERIES LLC | Other Service Provider | — | $7,284 | $7,284 |
| MACQUARIE SECURITIES LIMITED | Other Service Provider | — | $6,972 | $6,972 |
| BARCLAYS CAPITAL | Other Service Provider | — | $6,116 | $6,116 |
| HSBC SECURITIES (USA) INC. | Other Service Provider | — | $5,894 | $5,894 |
| CREDIT LYONNAIS SECURITIES | Other Service Provider | — | $5,447 | $5,447 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PRICEWATERHOUSE COOPERS LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $140,518
- Estimated Expense Ratio: 0.063% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $58,270 | — | — | $32,400 | — |
| 2023 | $46,677 | — | — | $36,250 | — |
| 2022 | $57,010 | — | — | — | — |