Plan Snapshot
- Plan Sponsor: Caterpillar INC.
- Sponsor EIN: 370602744
- Sponsor Address: 5205 N. O'CONNOR BOULEVARD, IRVING, TX, 75039
- Plan Type: Health & Welfare
- Plan Number: 501
- Total Participants: 0
- Total Assets: $104.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $104.3M | $131.9M | $11.1M |
| 2023 | 0 | $111.8M | $132.3M | $11.3M |
| 2022 | 0 | $116.8M | $0 | $0 |
| 2021 | 0 | $156.2M | $0 | $0 |
| 2020 | 0 | $125.8M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BSWIFT LLC | Other Service Provider | $99,879 | — | $99,879 |
| BLUE CROSS BLUE SHIELD OF ILLINOIS | Other Service Provider | $53,160 | — | $53,160 |
| UNITED HEALTH CARE INS SRVCS INC | Other Service Provider | $22,767 | — | $22,767 |
| CIGNA HEALTH AND LIFE INS CO | Other Service Provider | $9,923 | — | $9,923 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $185,729
- Estimated Expense Ratio: 0.178% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $187,718 | — | $187,718 | — | — |
| 2023 | $215,445 | — | $215,445 | — | — |
| 2022 | $156,608,975 | — | $217,116 | — | — |
| 2021 | $163,774,240 | — | $272,775 | — | — |
| 2020 | $166,935,717 | — | $325,384 | — | — |