Plan Snapshot
- Plan Sponsor: Catalyst Exhibits, INC.
- Sponsor EIN: 364216502
- Sponsor Address: 3919 128TH AVENUE, KENOSHA, WI, 53144
- Plan Type: 401(k)
- Total Participants: 133
- Total Assets: $23.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 133 | $23.3M | $521,807 | $1.2M |
| 2023 | 130 | $19.9M | $543,522 | $1.1M |
| 2022 | 116 | $15.5M | $467,797 | $884,908 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $74,866 | — | $74,866 |
| ROTHSCHILD INVESTMENT CORPORATION | BROKER/ADVISER | — | $30,644 | $30,644 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $8,277 | — | $8,277 |
| HOWARD SIMON & ASSOCIATES, INC. | CONRACT ADMIN | $150 | $5,000 | $5,150 |
| PASQUESI SHEPPARD LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PASQUESI SHEPPARD LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $118,937
- Estimated Expense Ratio: 0.511% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $79,917 | — | $79,917 | — | — |
| 2023 | $62,815 | — | $62,815 | — | — |
| 2022 | $59,602 | — | $59,602 | — | — |