Plan Snapshot
- Plan Sponsor: Cask Nx LLC
- Sponsor EIN: 832942740
- Sponsor Address: 8910 UNIVERSITY CENTER LANE, SAN DIEGO, CA, 921221029
- Plan Type: 401(k)
- Total Participants: 262
- Total Assets: $24.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 262 | $24.9M | $1.4M | $2.8M |
| 2023 | 252 | $18.3M | $1.3M | $2.5M |
| 2022 | 233 | $12.0M | $1.1M | $2.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EDWARD JONES | INVESTMENT ADVISORY | — | $48,446 | $48,446 |
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $21,337 | — | $21,337 |
| LEVITZACKS CPAS, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- LEVITZACKS CPAS, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $69,783
- Estimated Expense Ratio: 0.280% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $21,338 | — | $21,338 | — | — |
| 2023 | $16,824 | — | $16,824 | — | — |
| 2022 | $15,124 | — | $15,124 | — | — |