Plan Snapshot
- Plan Sponsor: Caselle, INC.
- Sponsor EIN: 870484041
- Sponsor Address: 1656 S. EAST BAY BLVD SUITE 100, PROVO, UT, 84606
- Plan Type: 401(k)
- Total Participants: 100
- Total Assets: $12.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 100 | $12.4M | $222,538 | $556,929 |
| 2023 | 121 | $10.8M | $204,456 | $461,406 |
| 2022 | 114 | $8.8M | $179,529 | $445,432 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| KESTRA ADVISORY SERVICES LLC | Investment Advisor | $40,276 | — | $40,276 |
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $18,368 | — | $18,368 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $58,644
- Estimated Expense Ratio: 0.472% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $58,644 | $40,276 | — | — | — |
| 2023 | — | — | — | — | — |
| 2022 | — | — | — | — | — |