Plan Snapshot
- Plan Sponsor: Carriage Funeral Holdings, INC.
- Sponsor EIN: 760339922
- Sponsor Address: 3040 POST OAK BOULEVARD SUITE 300, HOUSTON, TX, 77056
- Plan Type: 401(k)
- Total Participants: 2,312
- Total Assets: $98.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2,312 | $98.9M | $2.5M | $7.0M |
| 2023 | 2,169 | $90.8M | $3.1M | $6.8M |
| 2022 | 2,543 | $78.3M | $2.7M | $6.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Investment Advisor | $34,132 | — | $34,132 |
| CAPFINANCIAL PARTNERS LLC DBA | Other Service Provider | $28,533 | — | $28,533 |
| EMPOWER FINANCIAL SERVICES, INC. | Other Service Provider | $18,254 | — | $18,254 |
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $14,432 | — | $14,432 |
| J P MORGAN BROKER-DEALER HOLDINGS | Investment Advisor | $13,750 | — | $13,750 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $109,101
- Estimated Expense Ratio: 0.110% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $109,701 | $47,882 | — | — | — |
| 2023 | $128,811 | $62,876 | — | $27,270 | — |
| 2022 | $170,495 | $71,402 | $98,324 | — | $769 |