Plan Snapshot
- Plan Sponsor: Carilion Clinic
- Sponsor EIN: 541190771
- Sponsor Address: PO BOX 12385, ROANOKE, VA, 240252385
- Plan Type: 401(k)
- Total Participants: 2,201
- Total Assets: $135.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2,201 | $135.1M | $0 | $6.0M |
| 2023 | 2,269 | $125.6M | $0 | $5.7M |
| 2022 | 2,302 | $112.3M | $0 | $5.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $158,481 | — | $158,481 |
| CAPFINANCIAL PARTNERS LL | INVESTMENT ADVISORY | $16,622 | — | $16,622 |
| BROWN, EDWARDS & COMPANY, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BROWN, EDWARDS & COMPANY, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $175,103
- Estimated Expense Ratio: 0.130% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $175,079 | $16,597 | $158,482 | — | — |
| 2023 | $172,616 | $17,654 | $154,962 | — | — |
| 2022 | $172,117 | $15,063 | $157,054 | — | — |