Plan Snapshot
- Plan Sponsor: Capital Properties Services, LLC
- Sponsor EIN: 201608689
- Sponsor Address: 115 BROADWAY, STE. #1705, NEW YORK, NY, 10006
- Plan Type: 401(k)
- Total Participants: 218
- Total Assets: $19.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 218 | $19.6M | $471,969 | $1.2M |
| 2023 | 401 | $19.3M | $543,275 | $1.4M |
| 2022 | 293 | $17.6M | $481,335 | $1.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $51,903 | — | $51,903 |
| CBIZ INVESTMENT ADVISORY SERVICES, | INVESTMENT ADVISOR | $42,917 | — | $42,917 |
| CITRIN COOPERMAN & COMPANY LLP | ACCOUNTANT/AUDITOR | $25,000 | — | $25,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $119,820
- Estimated Expense Ratio: 0.611% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $119,820 | $42,917 | — | $25,000 | — |
| 2023 | $100,254 | $24,271 | — | $25,000 | — |
| 2022 | $140,796 | — | — | — | — |