Plan Snapshot
- Plan Sponsor: Capital Care, INC.
- Sponsor EIN: 202187349
- Sponsor Address: 2401 BLUERIDGE AVENUE, SILVER SPRING, MD, 20902
- Plan Type: 401(k)
- Total Participants: 0
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 0 | $0 | $0 | $0 |
| 2024 | 543 | $7,130 | $747,225 | $495,126 |
| 2023 | 459 | $4.9M | $122,561 | $430,082 |
| 2022 | 388 | $4.0M | $243,901 | $348,463 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NOVA 401(K) ASSOCIATES | CONTRACT ADMIN | $81,810 | $3,131 | $84,941 |
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $54,811 | — | $54,811 |
| AXA ADVISORS, LLC | INVESTMENT ADVISORY | $16,186 | — | $16,186 |
| PENAN & SCOTT, P.A. | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $155,938
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | — | — | — | — | — |
| 2024 | $172,989 | — | $134,281 | — | — |
| 2023 | $24,478 | — | $5,125 | — | — |
| 2022 | $19,545 | — | $19,545 | — | — |