Plan Snapshot
- Plan Sponsor: Calix, INC.
- Sponsor EIN: 680438710
- Sponsor Address: 2777 ORCHARD PARKWAY, SAN JOSE, CA, 95134
- Plan Type: 401(k)
- Total Participants: 1,014
- Total Assets: $256.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,014 | $256.5M | $5.4M | $19.0M |
| 2023 | 1,054 | $214.8M | $5.2M | $17.3M |
| 2022 | 929 | $161.9M | $4.0M | $13.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $68,995 | — | $68,995 |
| GLOBAL RETIREMENT PARTNERS LLC | ADVISOR | $64,982 | — | $64,982 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $19,882 | — | $19,882 |
| BAKER TILLY US, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- GLOBAL RETIREMENT PARTNERS LLC — ADVISOR
- STRATEGIC ADVISORS, INC. — ADVISOR
- BAKER TILLY US, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $153,859
- Estimated Expense Ratio: 0.060% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $153,633 | $84,863 | $1,800 | — | — |
| 2023 | $153,567 | $55,090 | — | — | — |
| 2022 | $120,936 | — | — | — | — |