Plan Snapshot
- Plan Sponsor: Lumentum Operations LLC
- Sponsor EIN: 473844837
- Sponsor Address: 1001 RIDDER PARK DRIVE, SAN JOSE, CA, 95131
- Plan Type: 401(k)
- Total Participants: 559
- Total Assets: $271.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 559 | $271.5M | $3.0M | $10.8M |
| 2023 | 686 | $244.6M | $3.5M | $11.8M |
| 2022 | 750 | $209.8M | $3.4M | $11.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BAKER TILLY US, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BAKER TILLY US, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $102,230 | $35,374 | — | — | — |
| 2023 | $85,690 | $13,673 | — | — | — |
| 2022 | $92,280 | $12,367 | — | — | — |