Plan Snapshot
- Plan Sponsor: Calfee Halter & Griswold, LLP
- Sponsor EIN: 340732302
- Sponsor Address: 1405 EAST SIXTH STREET, CLEVELAND, OH, 44114
- Plan Type: 401(k)
- Total Participants: 220
- Total Assets: $209.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 220 | $209.0M | $4.1M | $2.2M |
| 2023 | 215 | $190.8M | $3.7M | $2.1M |
| 2022 | 218 | $182.4M | $3.7M | $2.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SANFORD BERNSTEIN | Other Service Provider | $73,834 | — | $73,834 |
| UBS FINANCIAL | Recordkeeper | $51,586 | — | $51,586 |
| ANCORA ADVISORS | Other Service Provider | $26,175 | — | $26,175 |
| CHARLES SCHWAB | Recordkeeper | $23,922 | — | $23,922 |
| FIDELITY MANAGEMENT | Other Service Provider | $16,446 | — | $16,446 |
| EBS ASSET MANAGEMENT | Other Service Provider | $15,798 | — | $15,798 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS FINANCIAL — Recordkeeper
- CHARLES SCHWAB — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $207,761
- Estimated Expense Ratio: 0.099% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $211,338 | $207,761 | — | — | — |
| 2023 | $183,577 | $179,014 | $544 | — | — |
| 2022 | $191,342 | $191,342 | — | — | — |