Plan Snapshot
- Plan Sponsor: Caerus Us 1 INC.
- Sponsor EIN: 880547633
- Sponsor Address: 605 3RD AVENUE, NEW YORK, NY, 10158
- Plan Type: 401(k)
- Total Participants: 1,635
- Total Assets: $96.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,635 | $96.6M | $5.2M | $13.6M |
| 2023 | 0 | $0 | $1.2M | $3.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | INVESTMENT ADVISOR | $204,904 | — | $204,904 |
| ALLIANT INSURANCE SERVICES INC. | CONTRACT ADMIN | $62,098 | — | $62,098 |
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $33,362 | — | $33,362 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $8,779 | — | $8,779 |
| TORRILLO & ASSOCIATES, LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TORRILLO & ASSOCIATES, LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $309,143
- Estimated Expense Ratio: 0.320% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $309,143 | $213,683 | $62,098 | — | — |
| 2023 | $29,467 | $12,238 | — | — | — |