Plan Snapshot
- Plan Sponsor: Brevan Howard INC.
- Sponsor EIN: 113733651
- Sponsor Address: 1345 AVENUES OF AMERICAS, NEW YORK, NY, 10105
- Plan Type: 401(k)
- Total Participants: 322
- Total Assets: $43.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 322 | $43.5M | $5.6M | $5.8M |
| 2023 | 391 | $30.6M | $3.9M | $4.7M |
| 2022 | 179 | $14.6M | $1.6M | $1.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $33,646 | — | $33,646 |
| GLOBAL RETIREMENT PARTNERS LLC | ADVISOR | $27,352 | — | $27,352 |
| MAYFLOWER FINANCIAL ADVISORS LLC | ADVISOR | $25,860 | — | $25,860 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $11,970 | — | $11,970 |
| CARON & BELTZER, PPLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- GLOBAL RETIREMENT PARTNERS LLC — ADVISOR
- STRATEGIC ADVISORS, INC. — ADVISOR
- CARON & BELTZER, PPLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $98,828
- Estimated Expense Ratio: 0.227% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $100,292 | $65,182 | — | — | — |
| 2023 | $57,106 | $36,115 | — | — | — |
| 2022 | $588,222 | — | $40,672 | — | — |