Plan Snapshot
- Plan Sponsor: Board Of Trustees Of The U.A. Local No. 393 Health And Welfare Trust
- Sponsor EIN: 946401544
- Sponsor Address: 6293 SAN IGNACIO AVENUE, SAN JOSE, CA, 95119
- Plan Type: Health & Welfare
- Plan Number: 501
- Total Participants: 2,058
- Total Assets: $195.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2,058 | $195.3M | $48.2M | $8.2M |
| 2023 | 2,082 | $185.3M | $55.6M | $1.4M |
| 2022 | 2,116 | $163.8M | $55.3M | $1.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BENESYS ADMINISTRATORS | Other Service Provider | $797,747 | — | $797,747 |
| DELTA DENTAL | Other Service Provider | $289,446 | — | $289,446 |
| ANTHEM BLUE CROSS | Other Service Provider | $188,654 | — | $188,654 |
| COLUMBIA MANAGEMENT | Other Service Provider | $184,654 | — | $184,654 |
| NUVEEN ASSET MANAGEMENT, LLC | Other Service Provider | $161,504 | — | $161,504 |
| CRYSTAL CLEAR RX | Other Service Provider | $137,444 | $22,118 | $159,562 |
| WITHUMSMITH+BROWN, PC | Auditor | $152,001 | — | $152,001 |
| SUZANNE NEEDHAM | Other Service Provider | $134,855 | — | $134,855 |
| NORTHWESTERN PLAN SERVICES | Other Service Provider | $123,000 | — | $123,000 |
| KRAW LAW GROUP | Other Service Provider | $106,503 | — | $106,503 |
| RAYMOND JAMES FINANCIAL INC | Investment Advisor | $70,625 | — | $70,625 |
| CHANGE HEALTHCARE | Other Service Provider | $55,840 | — | $55,840 |
| BEAT IT PROGRAM | Other Service Provider | $47,216 | — | $47,216 |
| SMART SOURCE LLC | Other Service Provider | $37,609 | — | $37,609 |
| SALTZMAN & JOHNSON LAW GROUP | Other Service Provider | $34,905 | — | $34,905 |
| BROADRIDGE MATRIX TRUST CO | Recordkeeper | $30,011 | — | $30,011 |
| HEALTH ADVOCATE SOLUTIONS | Other Service Provider | $25,780 | — | $25,780 |
| SEGAL | Other Service Provider | $20,598 | — | $20,598 |
| EIDE BAILLY LLP | Auditor | $9,627 | — | $9,627 |
| AMERICAN HEALTH HOLDING, INC. | Other Service Provider | $5,551 | — | $5,551 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WITHUMSMITH+BROWN, PC — Auditor
- RAYMOND JAMES FINANCIAL INC — Investment Advisor
- BROADRIDGE MATRIX TRUST CO — Recordkeeper
- EIDE BAILLY LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $2,635,688
- Estimated Expense Ratio: 1.349% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $2,694,768 | $446,689 | $1,372,238 | $56,415 | — |
| 2023 | $2,667,340 | $392,203 | $1,363,040 | $54,002 | — |
| 2022 | $2,940,582 | $611,491 | $809,825 | — | $788,160 |