Plan Snapshot
- Plan Sponsor: Board Of Trustees Of The U.A. Local No. 393 Defined Contribution Plan
- Sponsor EIN: 946075617
- Sponsor Address: 6293 SAN IGNACIO AVENUE, SAN JOSE, CA, 95119
- Plan Type: DC
- Total Participants: 2,095
- Total Assets: $772.0M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2,095 | $772.0M | $28.9M | $12.7M |
| 2023 | 2,144 | $696.1M | $28.6M | $12.0M |
| 2022 | 2,024 | $597.7M | $25.5M | $13.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NWQ INVESTMENTS | Other Service Provider | $980,462 | — | $980,462 |
| POLEN CAPITAL MANAGEMENT LLC | Other Service Provider | $592,634 | — | $592,634 |
| COLUMBIA MGMT INVESTMENT ADVISERS | Other Service Provider | $439,962 | — | $439,962 |
| RAYMOND JAMES & ASSOCIATES, INC. | Auditor | $326,338 | — | $326,338 |
| NORTHWEST PLAN SERVICES | Recordkeeper | $264,219 | — | $264,219 |
| BENESYS ADMINISTRATORS | Other Service Provider | $207,386 | — | $207,386 |
| KRAW LAW GROUP, APC | Other Service Provider | $74,532 | — | $74,532 |
| WITHUMSMITH+BROWN, PC | Auditor | $74,355 | — | $74,355 |
| BROADRIDGE MATRIX TRUST CO | Recordkeeper | $63,522 | — | $63,522 |
| SUZANNE NEEDHAM | Other Service Provider | $52,474 | — | $52,474 |
| SMART SOURCE LLC | Other Service Provider | $24,430 | — | $24,430 |
| SALTZMAN & JOHNSON LAW GROUP | Other Service Provider | $12,065 | — | $12,065 |
| MARSH & MCLENNAN AGENCY LLC | Investment Advisor | — | $7,312 | $7,312 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- RAYMOND JAMES & ASSOCIATES, INC. — Auditor
- NORTHWEST PLAN SERVICES — Recordkeeper
- WITHUMSMITH+BROWN, PC — Auditor
- BROADRIDGE MATRIX TRUST CO — Recordkeeper
- MARSH & MCLENNAN AGENCY LLC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $3,119,691
- Estimated Expense Ratio: 0.404% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $3,165,485 | $2,407,418 | $209,213 | $57,099 | — |
| 2023 | $2,818,260 | $2,120,573 | $216,649 | $57,833 | — |
| 2022 | $3,544,693 | $2,428,551 | $217,534 | — | $797,249 |