Plan Snapshot
- Plan Sponsor: Barton College
- Sponsor EIN: 560529933
- Sponsor Address: P.O. BOX 5000, WILSON, NC, 27893
- Plan Type: 403(b)
- Plan Number: 001
- Total Participants: 389
- Total Assets: $28.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: Yes
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 389 | $28.6M | $0 | $0 |
| 2024 | 192 | $27.8M | $238,247 | $669,053 |
| 2023 | 185 | $26.9M | $157,433 | $658,455 |
| 2022 | 185 | $24.4M | $80,921 | $670,810 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAPFINANCIAL PARTNERS, LLC | Investment Advisor | $31,866 | — | $31,866 |
| TIAA | Recordkeeper | $22,742 | — | $22,742 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $54,608
- Estimated Expense Ratio: 0.191% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $3,755,529 | $31,865 | $22,443 | — | — |
| 2024 | $43,039 | — | $42,832 | — | — |
| 2023 | $35,627 | — | $35,318 | — | — |
| 2022 | $30,343 | — | $30,202 | — | — |