Plan Snapshot
- Plan Sponsor: Baron Capital, INC.
- Sponsor EIN: 133107580
- Sponsor Address: 767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY, 10153
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 205
- Total Assets: $353.9M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 205 | $353.9M | $6.7M | $3.5M |
| 2023 | 208 | $309.9M | $6.5M | $3.3M |
| 2022 | 192 | $285.0M | $5.7M | $2.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ROLLINS FINANCIAL ADVISORS LLC | Other Service Provider | $11,159 | — | $11,159 |
| CHARLES SCHWAB & CO., INC. | Recordkeeper | $6,564 | $79 | $6,643 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CHARLES SCHWAB & CO., INC. — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $17,802
- Estimated Expense Ratio: 0.005% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $18,768 | $17,568 | — | — | — |
| 2023 | $9,961 | $9,286 | — | — | — |
| 2022 | $9,053 | $7,993 | — | — | — |