Plan Snapshot
- Plan Sponsor: Barings LLC
- Sponsor EIN: 510504477
- Sponsor Address: 300 SOUTH TRYON STREET, CHARLOTTE, NC, 28202
- Plan Type: 401(k)
- Plan Number: 009
- Total Participants: 0
- Total Assets: $341.4M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $341.4M | $0 | $0 |
| 2023 | 0 | $552.6M | $0 | $0 |
| 2022 | 0 | $488.5M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| THE NORTHERN TRUST CO. | Other Service Provider | $221,142 | — | $221,142 |
| KPMG LLP | Auditor | $22,952 | — | $22,952 |
| DELOITTE TAX LLP | Other Service Provider | $18,980 | — | $18,980 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- KPMG LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $263,074
- Estimated Expense Ratio: 0.077% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $264,198 | — | — | $22,952 | — |
| 2023 | $264,300 | — | — | $21,860 | — |
| 2022 | $260,268 | — | — | — | $51,723 |