Plan Snapshot
- Plan Sponsor: The Capfinancial Group, LLC
- Sponsor EIN: 474009638
- Sponsor Address: 4208 SIX FORKS ROAD SUITE 1700, RALEIGH, NC, 27609
- Plan Type: 401(k)
- Total Participants: 1,701
- Total Assets: $323.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,701 | $323.3M | $12.0M | $20.9M |
| 2023 | 1,563 | $255.5M | $10.8M | $18.5M |
| 2022 | 1,307 | $186.1M | $8.4M | $15.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BATCHELOR TILLERY AND ROBERTS LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $9 | $9 | — | — | — |
| 2023 | — | — | — | — | — |
| 2022 | $7,443 | — | $7,443 | — | — |