Plan Snapshot
- Plan Sponsor: Aviagen, INC.
- Sponsor EIN: 521542646
- Sponsor Address: 920 EXPLORER BLVD. NW, HUNTSVILLE, AL, 35806
- Plan Type: 401(k)
- Plan Number: 003
- Total Participants: 3,156
- Total Assets: $162.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 3,156 | $162.7M | $0 | $0 |
| 2024 | 2,096 | $141.6M | $6.0M | $5.6M |
| 2023 | 1,585 | $126.4M | $5.4M | $5.1M |
| 2022 | 1,556 | $109.3M | $5.0M | $5.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | Investment Advisor | $60,793 | — | $60,793 |
| CAPTRUST | Other Service Provider | $31,523 | — | $31,523 |
| FORVIS MAZARS | Auditor | $25,725 | — | $25,725 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $118,041
- Estimated Expense Ratio: 0.073% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $16,501,721 | $60,793 | — | $25,725 | — |
| 2024 | $50,555 | $49,601 | — | $25,200 | — |
| 2023 | $119,184 | $72,715 | $1,200 | — | — |
| 2022 | $174,879 | $70,201 | — | — | — |