Plan Snapshot
- Plan Sponsor: Austen Riggs Center, INC.
- Sponsor EIN: 042103543
- Sponsor Address: 25 MAIN STREET, STOCKBRIDGE, MA, 01262
- Plan Type: 403(b)
- Total Participants: 166
- Total Assets: $34.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: Yes
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 166 | $34.0M | $797,592 | $1.6M |
| 2023 | 156 | $29.4M | $775,715 | $1.5M |
| 2022 | 163 | $25.9M | $729,179 | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $6,113 | — | $6,113 |
| LOMBARDI & KEEGAN | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $6,113
- Estimated Expense Ratio: 0.018% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $6,596 | $6,113 | — | — | — |
| 2023 | $2,245 | $1,662 | — | — | — |
| 2022 | $1,487 | — | — | — | $1,487 |