Plan Snapshot
- Plan Sponsor: Aui INC
- Sponsor EIN: 850341049
- Sponsor Address: 7420 READING AVENUE SE, ALBUQUERQUE, NM, 87105
- Plan Type: 401(k)
- Total Participants: 327
- Total Assets: $20.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 327 | $20.1M | $2.8M | $958,824 |
| 2023 | 250 | $18.3M | $2.2M | $861,559 |
| 2022 | 266 | $15.9M | $2.3M | $785,499 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CLIFTONLARSONALLEN LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CLIFTONLARSONALLEN LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $139,950 | $46,458 | $9,100 | — | — |
| 2023 | $120,901 | $40,029 | $7,300 | — | — |
| 2022 | $118,113 | $39,588 | $71,625 | — | $6,900 |