Plan Snapshot
- Plan Sponsor: Auburn Gear, LLC
- Sponsor EIN: 311046149
- Sponsor Address: 400 EAST AUBURN DRIVE, AUBURN, IN, 46706
- Plan Type: 401(k)
- Total Participants: 136
- Total Assets: $18.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 136 | $18.2M | $742,595 | $836,209 |
| 2023 | 168 | $18.5M | $819,652 | $902,394 |
| 2022 | 146 | $17.5M | $723,813 | $879,440 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $48,789 | — | $48,789 |
| WORLD INVESTMENT ADVISORS, LLC | INVESTMENT ADVISOR | $25,000 | — | $25,000 |
| RETIREMENT PLAN CONCEPTS & SERVICES | CONTRACT ADMIN | $8,081 | $10,000 | $18,081 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $6,826 | — | $6,826 |
| BADEN GAGE & SCHROEDER, LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BADEN GAGE & SCHROEDER, LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $98,696
- Estimated Expense Ratio: 0.543% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $75,904 | — | $13,212 | — | — |
| 2023 | $62,057 | — | $8,027 | — | — |
| 2022 | $60,600 | — | — | — | $60,600 |