Plan Snapshot
- Plan Sponsor: Atw Companies, INC.
- Sponsor EIN: 050234070
- Sponsor Address: 55 SERVICE AVENUE, WARWICK, RI, 02886
- Plan Type: 401(k)
- Total Participants: 164
- Total Assets: $21.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 164 | $21.7M | $294,404 | $1.0M |
| 2023 | 190 | $20.1M | $345,351 | $1.1M |
| 2022 | 204 | $17.8M | $368,016 | $1.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY | INVESTMENT/FINANCIAL ADVI | $39,059 | — | $39,059 |
| ADP, INC. | RECORD KEEPER | $27,398 | — | $27,398 |
| SANSIVERI, KIMBALL & CO., L.L.P | ACCOUNTANT | $10,600 | — | $10,600 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY SMITH BARNEY — INVESTMENT/FINANCIAL ADVI
- ADP, INC. — RECORD KEEPER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $77,057
- Estimated Expense Ratio: 0.355% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $77,058 | $49,659 | — | — | — |
| 2023 | $74,579 | $40,093 | — | — | — |
| 2022 | $76,359 | — | — | — | — |