Plan Snapshot
- Plan Sponsor: Atria Wealth Solutions, INC.
- Sponsor EIN: 825185377
- Sponsor Address: 295 MADISON AVENUE, NEW YORK, NY, 10017
- Plan Type: 401(k)
- Total Participants: 599
- Total Assets: $57.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 599 | $57.0M | $1.3M | $5.1M |
| 2023 | 626 | $48.9M | $1.4M | $4.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| AMERICAN TRUST COMPANY | NONE | $9,860 | $191,770 | $201,630 |
| ACH RETIREMENT PLAN CONSULTANTS, IN | NONE | $8,480 | — | $8,480 |
| LAVINE, LOFGREN, MORRIS & ENGELBERT | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $210,110
- Estimated Expense Ratio: 0.368% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | — | — | — | — | — |
| 2023 | — | — | — | — | — |