Plan Snapshot
- Plan Sponsor: Greatful Brands, INC
- Sponsor EIN: 208210114
- Sponsor Address: 4730 ALLMOND AVE, LOUISVILLE, KY, 40209
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 174
- Total Assets: $6.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 174 | $6.5M | $0 | $0 |
| 2024 | 119 | $4.4M | $356,663 | $733,275 |
| 2023 | 92 | $3.6M | $279,830 | $551,206 |
| 2022 | 80 | $2.1M | $241,575 | $482,825 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| THE PINNACLE PLANNING GROUP, LLC - | Investment Advisor | $19,951 | — | $19,951 |
| GUSTO INVESTMENT SERVICES, LLC | Custodian / Trustee | $6,351 | — | $6,351 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $26,302
- Estimated Expense Ratio: 0.404% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $373,060 | $26,300 | — | — | — |
| 2024 | $20,236 | $18,516 | — | — | — |
| 2023 | $402,690 | — | — | — | — |
| 2022 | $103,466 | — | — | — | — |