Plan Snapshot
- Plan Sponsor: Asurity Technologies, LLC
- Sponsor EIN: 472707490
- Sponsor Address: 717 N HARWOOD, SUITE 1600, DALLAS, TX, 75201
- Plan Type: 401(k)
- Total Participants: 174
- Total Assets: $8.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 174 | $8.3M | $0 | $1.1M |
| 2023 | 287 | $7.6M | $0 | $1.1M |
| 2022 | 275 | $6.4M | $0 | $1.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO. OF AM | Recordkeeper | $19,483 | — | $19,483 |
| MERRILL LYNCH PIERCE FENNER & SMITH | Investment Advisor | $17,233 | — | $17,233 |
| EMPOWER ADVISORY GROUP | Investment Advisor | $12,646 | — | $12,646 |
| ERISA SERVICES, INC. | Other Service Provider | $5,350 | — | $5,350 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $54,712
- Estimated Expense Ratio: 0.655% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $46,212 | — | — | — | — |
| 2023 | $45,223 | — | — | — | — |
| 2022 | $47,995 | — | — | — | — |