Plan Snapshot
- Plan Sponsor: Orion Real Estate Services, INC.
- Sponsor EIN: 760156150
- Sponsor Address: 19219 KATY FREEWAY, HOUSTON, TX, 77094
- Plan Type: 401(k)
- Total Participants: 1,004
- Total Assets: $11.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,004 | $11.1M | $370,815 | $1.8M |
| 2023 | 603 | $10.5M | $359,688 | $1.7M |
| 2022 | 535 | $7.9M | $280,458 | $1.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $50,329 | — | $50,329 |
| BAKER TILLY US, LLP | ACCOUNTANT/AUDITOR | $37,035 | — | $37,035 |
| CLOSED DLR-SAGEPOINT FINANCIAL INC | ADVISOR | $19,175 | — | $19,175 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $7,244 | — | $7,244 |
| OSAIC WEALTH INC | ADVISOR | $6,650 | — | $6,650 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- BAKER TILLY US, LLP — ACCOUNTANT/AUDITOR
- STRATEGIC ADVISORS, INC. — ADVISOR
- OSAIC WEALTH INC — ADVISOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $120,433
- Estimated Expense Ratio: 1.086% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $120,433 | $33,069 | — | $37,035 | — |
| 2023 | $81,496 | $26,844 | — | — | — |
| 2022 | $85,343 | $3,263 | — | — | — |