Plan Snapshot
- Plan Sponsor: Association Of National Advertisers, INC.
- Sponsor EIN: 130453230
- Sponsor Address: 155 EAST 44TH STR, NEW YORK, NY, 10017
- Plan Type: 401(k)
- Total Participants: 183
- Total Assets: $37.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 183 | $37.8M | $474,381 | $2.0M |
| 2023 | 175 | $32.5M | $418,287 | $1.8M |
| 2022 | 149 | $28.2M | $393,689 | $1.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | ADVISOR | $53,492 | — | $53,492 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $44,343 | — | $44,343 |
| PKF O'CONNOR DAVIES, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS FINANCIAL SERVICES INC — ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- PKF O'CONNOR DAVIES, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $97,835
- Estimated Expense Ratio: 0.259% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $97,835 | $53,492 | — | — | — |
| 2023 | $88,685 | $46,117 | — | — | — |
| 2022 | $89,262 | — | — | — | — |