Plan Snapshot
- Plan Sponsor: Asset Risk Management, LLC
- Sponsor EIN: 270810565
- Sponsor Address: 20329 STATE HWY 249, FLOOR 4, HOUSTON, TX, 77070
- Plan Type: 401(k)
- Total Participants: 82
- Total Assets: $11.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 82 | $11.3M | $540,930 | $1.1M |
| 2023 | 79 | $9.8M | $523,546 | $887,454 |
| 2022 | 78 | $8.7M | $364,013 | $833,643 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EEPB | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $42,258 | $22,019 | — | — | — |
| 2023 | $29,984 | $13,907 | — | — | — |
| 2022 | $32,767 | — | — | — | — |