Plan Snapshot
- Plan Sponsor: Southwest Research Institute
- Sponsor EIN: 741070544
- Sponsor Address: 6220 CULEBRA ROAD, SAN ANTONIO, TX, 78238
- Plan Type: 401(k)
- Plan Number: 502
- Total Participants: 3,188
- Total Assets: $5.4M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 3,188 | $5.4M | $0 | $0 |
| 2024 | 3,170 | $4.6M | $25.4M | $13.9M |
| 2023 | 3,036 | $4.4M | $21.9M | $13.1M |
| 2022 | 2,843 | $4.3M | $21.1M | $12.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FROST NATIONAL BANK | Custodian / Trustee | $19,183 | — | $19,183 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $19,183
- Estimated Expense Ratio: 0.355% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $44,052,546 | — | — | — | — |
| 2024 | $18,372 | — | — | — | — |
| 2023 | $17,713 | — | — | — | — |
| 2022 | $15,681 | — | — | — | — |