Plan Snapshot
- Plan Sponsor: Ase (U.S.) INC.
- Sponsor EIN: 770018244
- Sponsor Address: 1255 E. ARQUES AVE., SUNNYVALE, CA, 940854701
- Plan Type: 401(k)
- Total Participants: 150
- Total Assets: $58.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 150 | $58.8M | $715,917 | $2.9M |
| 2023 | 152 | $50.7M | $648,991 | $2.6M |
| 2022 | 134 | $42.9M | $615,021 | $2.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STANCORP FINANCIAL GROUP | NONE | $78,436 | $35 | $78,471 |
| CHARLES SCHWAB TRUST BANK | NONE | — | $27,571 | $27,571 |
| AUDIT AND TAX SOLUTIONS CPA'S INC. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- STANCORP FINANCIAL GROUP — NONE
- CHARLES SCHWAB TRUST BANK — NONE
- AUDIT AND TAX SOLUTIONS CPA'S INC. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $106,042
- Estimated Expense Ratio: 0.180% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $78,541 | — | $78,541 | — | — |
| 2023 | $77,635 | — | $77,635 | — | — |
| 2022 | $77,551 | — | $77,551 | — | — |