Plan Snapshot
- Plan Sponsor: Architects Orange LLP, Dba Ao
- Sponsor EIN: 953428586
- Sponsor Address: 144 NORTH ORANGE STREET, ORANGE, CA, 92866
- Plan Type: 401(k)
- Total Participants: 310
- Total Assets: $31.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 310 | $31.3M | $0 | $2.6M |
| 2023 | 352 | $26.6M | $0 | $2.5M |
| 2022 | 349 | $20.8M | $0 | $2.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $87,277 | — | $87,277 |
| CAPITAL SYNERGY PARTNERS | BROKER/ADVISER | — | $72,503 | $72,503 |
| WRIGHT FORD YOUNG & CO CERTIFIED PU | AUDITOR | $6,500 | — | $6,500 |
| WRIGHT FORD YOUNG & CO | AUDITOR | $5,000 | — | $5,000 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $171,280
- Estimated Expense Ratio: 0.547% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $94,975 | $276 | — | $11,500 | — |
| 2023 | $90,043 | $103 | — | $6,750 | — |
| 2022 | $75,497 | $60,414 | $15,083 | — | — |