Plan Snapshot
- Plan Sponsor: Aquity Solutions, LLC
- Sponsor EIN: 832898085
- Sponsor Address: 555 FAYETTEVILLE STREET, RALEIGH, NC, 27601
- Plan Type: 401(k)
- Total Participants: 1,248
- Total Assets: $59.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,248 | $59.7M | $0 | $2.3M |
| 2023 | 1,597 | $58.7M | $0 | $2.8M |
| 2022 | 2,123 | $52.1M | $1.3M | $2.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER AND S | Recordkeeper | $207,174 | — | $207,174 |
| CAPTRUST | Investment Advisor | $134,769 | — | $134,769 |
| BAKER TILLY U, LLP | Other Service Provider | $14,980 | — | $14,980 |
| BAKER TILLY US, LLP | Other Service Provider | $7,490 | — | $7,490 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CAPTRUST — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $364,413
- Estimated Expense Ratio: 0.611% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $364,415 | — | — | — | — |
| 2023 | $346,352 | — | — | — | — |
| 2022 | $272,173 | — | — | — | — |