Plan Snapshot
- Plan Sponsor: Aqua Finance INC.
- Sponsor EIN: 391615890
- Sponsor Address: ONE CORPORATE DRIVE, SUITE 300, WAUSAU, WI, 544010844
- Plan Type: 401(k)
- Total Participants: 395
- Total Assets: $16.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 395 | $16.8M | $1.5M | $2.4M |
| 2023 | 369 | $14.8M | $1.2M | $2.0M |
| 2022 | 359 | $11.1M | $1.1M | $1.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NORTHWESTERN WISCONSIN ASSOCIATES | Other Service Provider | $12,805 | — | $12,805 |
| EMPOWER ANNUITY INSURANCE COMPANY O | Recordkeeper | $8,160 | — | $8,160 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $20,965
- Estimated Expense Ratio: 0.125% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $17,172 | — | $17,172 | — | — |
| 2023 | $14,531 | — | $10,690 | — | — |
| 2022 | $8,780 | — | $8,780 | — | — |