Plan Snapshot
- Plan Sponsor: Equiniti Trust Company
- Sponsor EIN: 133439945
- Sponsor Address: 48 WALL STREET, NEW YORK, NY, 10005
- Plan Type: 401(k)
- Total Participants: 977
- Total Assets: $126.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 977 | $126.9M | $3.8M | $8.2M |
| 2023 | 1,181 | $108.7M | $3.8M | $8.2M |
| 2022 | 0 | $0 | $705,031 | $4.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINICIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $149,467 | — | $149,467 |
| COMPASS RETIREMENT CONSULTING GROUP | CONTRACT ADMINISTRATOR | $41,815 | $25,000 | $66,815 |
| MMA SECURITIES LLC | INVESTMENT ADVISORY | $61,969 | $31 | $62,000 |
| COMPASS 360, LLC | CONTRACT ADMINISTRATOR | $34,963 | $48 | $35,011 |
| GRAY, GRAY & GRAY LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MMA SECURITIES LLC — INVESTMENT ADVISORY
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $313,293
- Estimated Expense Ratio: 0.247% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $283,874 | $61,958 | $221,916 | — | — |
| 2023 | $218,791 | $60,455 | $158,336 | — | — |
| 2022 | $95,973 | — | — | — | $95,973 |