Equiniti Trust Company 401(k) Plan

Form 5500 filing data for plan year 2024.

Plan Snapshot

  • Plan Sponsor: Equiniti Trust Company
  • Sponsor EIN: 133439945
  • Sponsor Address: 48 WALL STREET, NEW YORK, NY, 10005
  • Plan Type: 401(k)
  • Total Participants: 977
  • Total Assets: $126.9M

Key Plan Design Features

  • Auto-Enrollment: Yes
  • Auto-Escalation: No
  • Allows Roth Contributions: Yes
  • Participant Loans: No
  • Participant-Directed Investments: Yes
  • ERISA Section 404(c) Fiduciary Safe Harbor: Yes

Plan Financials by Year

YearParticipantsTotal AssetsEmployer Contrib.Employee Contrib.
2024977$126.9M$3.8M$8.2M
20231,181$108.7M$3.8M$8.2M
20220$0$705,031$4.7M

Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

Provider Name Role Direct Compensation Indirect Compensation Total Fees
GRAY, GRAY & GRAY LLPAuditor$0

Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

  • Total Service Provider Fees: $0

Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

Year Total Admin Expenses Investment Mgmt Fees Contract Admin Fees IQPA Audit Fees Professional Fees
2024$283,874$61,958$221,916
2023$218,791$60,455$158,336
2022$95,973$95,973

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