Plan Snapshot
- Plan Sponsor: American Financial Group, INC.
- Sponsor EIN: 311544320
- Sponsor Address: GREAT AMERICAN TOWER, CINCINNATI, OH, 45202
- Plan Type: 401(k)
- Plan Number: 501
- Total Participants: 7,135
- Total Assets: $32.4M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 7,135 | $32.4M | $83.0M | $19.4M |
| 2023 | 6,933 | $29.1M | $72.5M | $15.4M |
| 2022 | 6,275 | $30.8M | $59.1M | $13.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UNITED HEALTHCARE SERVICES, INC. | Other Service Provider | $4,790,000 | — | $4,790,000 |
| VITALITY | Other Service Provider | $1,013,000 | — | $1,013,000 |
| QUEST DIAGNOSTICS | Other Service Provider | $397,000 | — | $397,000 |
| UNITED BEHAVIORAL HEALTH DBA OPTUM | Other Service Provider | $298,000 | — | $298,000 |
| LIFE INSURANCE CO OF NORTH AMERICA | Other Service Provider | $129,000 | — | $129,000 |
| OPTUMHEALTH BANK | Other Service Provider | $117,000 | — | $117,000 |
| WILLIS TOWERS WATSON | Other Service Provider | $79,000 | — | $79,000 |
| WALGREENS | Other Service Provider | $40,000 | — | $40,000 |
| CLARK,SCHAEFER,HACKETT & CO | Other Service Provider | $24,000 | — | $24,000 |
| MERCER | Investment Advisor | $23,000 | — | $23,000 |
| AMERICAN HEART ASSOCIATION | Other Service Provider | $15,000 | — | $15,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MERCER — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $6,925,000
- Estimated Expense Ratio: 21.364% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $11,682,000 | — | $5,217,000 | $24,000 | — |
| 2023 | $11,028,000 | — | $4,733,000 | $24,000 | — |
| 2022 | $9,656,000 | — | $4,354,000 | — | $240,000 |