Plan Snapshot
- Plan Sponsor: American Financial Group, INC.
- Sponsor EIN: 311544320
- Sponsor Address: GREAT AMERICAN TOWER, CINCINNATI, OH, 45202
- Plan Type: 401(k)
- Total Participants: 7,790
- Total Assets: $2.3B
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 7,790 | $2.3B | $59.8M | $79.5M |
| 2023 | 7,600 | $2.1B | $53.5M | $70.0M |
| 2022 | 6,912 | $1.9B | $48.1M | $63.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMI | RECORDKEEPER | $476,573 | — | $476,573 |
| UBS FINANCIAL SERVICES INC | CONSULTANT | $156,250 | — | $156,250 |
| CLARK SCHAEFER HACKET | ACCOUNTANT | $19,700 | — | $19,700 |
| CLARK, SCHAEFER, HACKETT & CO | Auditor | $19,700 | — | $19,700 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $672,223
- Estimated Expense Ratio: 0.029% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $652,523 | — | — | $19,700 | — |
| 2023 | $616,510 | — | — | $31,150 | — |
| 2022 | $610,731 | — | — | — | — |