Plan Snapshot
- Plan Sponsor: Amend Consulting LLC
- Sponsor EIN: 202690905
- Sponsor Address: 2831 STANTON AVE., CINCINNATI, OH, 45206
- Plan Type: 401(k)
- Total Participants: 78
- Total Assets: $8.2M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 78 | $8.2M | $341,822 | $790,418 |
| 2023 | 74 | $6.3M | $384,890 | $868,231 |
| 2022 | 122 | $4.1M | $300,797 | $762,438 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MARINER WEALTH ADVISORS, LLC | Investment Advisor | $30,910 | — | $30,910 |
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $19,874 | — | $19,874 |
| CREATIVE RETIREMENT SYSTEMS, INC. | Other Service Provider | $1,183 | $6,869 | $8,052 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $58,836
- Estimated Expense Ratio: 0.719% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $52,981 | — | — | — | — |
| 2023 | $36,459 | — | — | — | — |
| 2022 | — | — | — | — | — |