Plan Snapshot
- Plan Sponsor: Allied Exhaust Systems, INC.
- Sponsor EIN: 680136255
- Sponsor Address: 4830 BUSINESS CENTER DRIVE STE 140, FAIRFIELD, CA, 94534
- Plan Type: 401(k)
- Total Participants: 200
- Total Assets: $5.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 200 | $5.2M | $71,198 | $492,738 |
| 2023 | 183 | $4.6M | $26,351 | $468,396 |
| 2022 | 167 | $4.2M | $68,122 | $453,874 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| KESTRA ADVISORY SERVICES LLC | INVESTMENT ADVISOR | $23,264 | — | $23,264 |
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $15,862 | — | $15,862 |
| BPM LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BPM LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $39,126
- Estimated Expense Ratio: 0.754% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $39,241 | $23,379 | — | — | — |
| 2023 | $43,857 | $37,100 | — | — | — |
| 2022 | $24,490 | $20,489 | $4,001 | — | — |