Plan Snapshot
- Plan Sponsor: Alisal Properties, INC.
- Sponsor EIN: 952428546
- Sponsor Address: 1054 ALISAL ROAD, SOLVANG, CA, 93463
- Plan Type: 401(k)
- Total Participants: 347
- Total Assets: $16.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 347 | $16.3M | $487,626 | $1.1M |
| 2023 | 293 | $14.9M | $455,470 | $1.0M |
| 2022 | 333 | $12.6M | $420,339 | $919,278 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $49,475 | — | $49,475 |
| CAPFINANCIAL PARTNERS LLC DBA | INVESTMENT ADVISOR | $37,320 | — | $37,320 |
| BARTLETT, PRINGLE & WOLF, LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $86,795
- Estimated Expense Ratio: 0.532% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $86,795 | $37,320 | — | — | — |
| 2023 | $73,936 | $32,659 | — | — | — |
| 2022 | $70,525 | $32,461 | $38,064 | — | — |