Plan Snapshot
- Plan Sponsor: Alfred Williams & Company
- Sponsor EIN: 560715557
- Sponsor Address: 410 SOUTH SALISBURY STREET SUITE 20, RALEIGH, NC, 27601
- Plan Type: 401(k)
- Total Participants: 273
- Total Assets: $39.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 273 | $39.1M | $903,072 | $1.9M |
| 2023 | 290 | $34.7M | $994,491 | $2.0M |
| 2022 | 302 | $29.8M | $915,703 | $1.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| AT ALLEN & COMPANY LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $136,818 | $87,594 | — | — | — |
| 2023 | $118,953 | $76,297 | — | — | — |
| 2022 | $123,752 | — | $123,752 | — | — |