Plan Snapshot
- Plan Sponsor: Aleracare Intermediate, LLC
- Sponsor EIN: 882833688
- Sponsor Address: 5350 EAST HIGH STREET, SUITE 300, PHOENIX, AZ, 85054
- Plan Type: 401(k)
- Total Participants: 62
- Total Assets: $6.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 62 | $6.8M | $350,008 | $795,992 |
| 2023 | 212 | $5.2M | $306,080 | $712,269 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES INC | Investment Advisor | $18,284 | — | $18,284 |
| EMPOWER ANNUITY INSURANCE COMPANY O | Recordkeeper | $7,875 | — | $7,875 |
| UBS FINANCIAL SERVICES INC | Investment Advisor | $7,547 | — | $7,547 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $33,706
- Estimated Expense Ratio: 0.496% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $33,707 | $25,832 | — | — | — |
| 2023 | $33,928 | $12,973 | — | — | — |