Plan Snapshot
- Plan Sponsor: Alcon Industries INC
- Sponsor EIN: 341242260
- Sponsor Address: 7990 BAKER AVENUE, CLEVELAND, OH, 441020000
- Plan Type: 401(k)
- Total Participants: 120
- Total Assets: $3.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 120 | $3.3M | $285,287 | $254,516 |
| 2023 | 139 | $2.8M | $75,103 | $210,967 |
| 2022 | 130 | $2.5M | $26,017 | $169,345 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MALONEY + NOVOTNY LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MALONEY + NOVOTNY LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $23,498 | $7,410 | $505 | — | — |
| 2023 | $7,038 | — | $7,038 | — | — |
| 2022 | $8,002 | — | $8,002 | — | — |